The U.S. House Financial Services Subcommittee on Oversight and Investigations considered testimony from three nationwide consumer reporting agencies on their compliance with the Fair Credit Reporting Act and the accuracy of credit reports.
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In remarks at the 40th Annual Government-Business Forum on Small Business Capital Formation, SEC Commissioner Hester M. Peirce outlined recommendations on facilitating capital formation.
In testimony before the Senate Banking Committee, Federal Reserve Board Vice Chair for Supervision Randal K. Quarles provided legislators with an update on the effects and wind-down of programs implemented in response to the pandemic.
A firm settled FINRA and NYSE Arca charges for mismarking sell orders and failing to document compliance with SEC short sale locate requirements.
The U.S. House Financial Services Committee considered proposed public market reforms, including legislation to enhance investor protections relating to special purpose acquisition companies.