The SEC and the European Central Bank entered into a Memorandum of Understanding, setting forth the terms for consultation, cooperation and the exchange of information between the regulators in the oversight of certain security-based swap dealers.
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New York State Department of Financial Services Superintendent Linda A. Lacewell announced that she will step down from her position effective August 24, 2021.
A National Credit Union Administration board proposal to establish a simplified method of measuring capital adequacy for complex credit unions was published in the Federal Register.
FINRA proposed a rule change to extend from August 31, 2021, to December 31, 2021, the expiration date for temporary amendments that (i) provide relief to FINRA staff from certain enforcement and procedural requirements and (ii) allow virtual hearings.
FINRA alerted members to a phishing campaign involving the use of fraudulent FINRA domain names.