The North American Securities Administrators Association extended its waiver of Investment Adviser Registration Depository system fees on state-registered investment adviser firms in 2022.
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The Council of Institutional Investors expressed support for the "Accelerating Holding Foreign Companies Accountable Act" and the "Stock Exchange Improvement Act."
At the 26th UN Climate Change Conference of the Parties , Treasury Secretary Janet L. Yellen applauded private sector support for financing the transition to a net-zero economy.
FinCEN informed financial institutions of changes to the Financial Action Task Force's list of jurisdictions with strategic AML, counter-terrorist financing, and counter-proliferation financing deficiencies.
IOSCO finalized recommendations for sustainability-related asset management practices.