FINRA requested comment on proposed amendments to shorten the permitted settlement time for syndicate accounts.

The Managed Funds Association entered into a partnership with Canada's largest alternative investment industry association, marking the first international member of the MFA Partnership Program.

OFAC clarified that the Federal government, the United Nations, and their employees, contractors and grantees can undertake stabilization and early recovery-related efforts and transactions in Syria under Syrian Sanctions Regulations.

In a Risk Alert, the SEC Division of Examinations identified common compliance deficiencies related to supervision, disclosure, billing and calculation of advisory fees.