Swap Dealer and SBSD Capital

Overview

This page provides information on the capital proposals of the CFTC and the SEC applicable to swap-dealers and security-based swap dealers. On the Find section of this page, there are the actual rule proposals as well as the accompanying releases. On the Know section of this page, there is analysis of, and commentary regarding the proposals.

nihal.patel@cwt.com's picture
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Associate
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Associate

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Statutes and Rules