Muni Advisors

Overview

This page is intended to provide an overview of the requirements applicable to municipal securities advisors. For more general information on municipal securities, see the page on Municipal Securities and Municipal Securities Dealers.

Steven.Lofchie@cwt.com's picture
Contributor Organization 
Contributor Title 
Partner
maurine.bartlett@cwt.com's picture
Contributor Organization 
Contributor Title 
Senior Counsel

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Statutes and Rules

MSRB Rules and Overview Materials

FINRA Rules