Investment Advisers Materials


This page provides an overview of Cabinet materials on investment advisers. To see a comprehensive list of Focus Pages on advisers, see the dropdown page for Advisers, Funds and Plans Topics. See also the Focus Page for Investment Advisers Act: By Section and By Rule, which provides Focus Pages for each of the sections and rules in the Advisers Act and the rules thereunder.

This page includes the principal materials directly relevant to Investment Advisers.

On the left side of the page are the relevant Statutes and Rules.

The top right of the page, under Developments, are tools to keep Cabinet members current on regulatory developments: the Cabinet's regulatory news and links to the Cabinet Trackers for Change Management and for Rules in Transition, each of which can be filtered by agency.