Guides
Hedge Fund Guide
Adviser Registration Requirement
Issuer Exemptions Under the ICA and Exchange Act
Securities Act and State Registration Exemptions
Broker-Dealer and other Sales Issues
Records, Reports, and Inspections
Supervision and Code of Ethics
CEA Guide
What Is a Swap and Other Jurisdictional Questions
What Is a Pool; CPO/CTA Registration Requirement
Application for CPO/CTA Registration
Disclosure, Reporting and Recordkeeping