Conor Almquist is an associate in the firm’s Financial Services Group. He counsels both financial institutions and “buy-side” market participants on a variety of transactional and regulatory matters including compliance with SEC, FINRA and CFTC regulations. He also has experience in drafting and negotiating trading and financing documentation, including prime brokerage agreements, ISDA Master Agreements, and various other industry standard agreements.
Conor is a contributor to the chapters on recordkeeping and dealings with customers in Lofchie’s Guide to Broker-Dealer Regulation.
He earned his J.D. from the Fordham University School of Law and his B.A. from New York University. Conor is admitted to practice in the State of New York.
- Financial Regulation
- New York
- Fordham University, School of Law J.D.
- New York University B.A.