Individuals in the Regulatory News

This page provides quick access to Find Know Do content related to these public figures.

A

U.S. Secretary of Labor - 2017-

Democratic commissioner of the U.S. Securities and Exchange Commission from July 31, 2008, until June 2015.

President of the Cato Institute

‎Associate Director at the CFTC

Partner at Norton Rose Fulbright, specializing in on commodities, futures, and derivatives issues, including regulatory, compliance, and litigation matters.

SEC Division of Enforcement co-Director since June 2017.

B

Chief Executive of the FCA

A French Republican politician who has been serving as European Chief Negotiator for Brexit since December 2016.

SEC Division of Investment Management Director (as of May 2, 2018)

NASAA President, as of May 21, 2018

(D-OH)

Sharon Brown-Hruska is the former Acting Chairman and Commissioner of the Commodity Futures Trading Commission. She was designated as the Acting Chairman of the CFTC by President George W. Bush in 2004 and served in the role until 2005.

C

Federal Energy Regulatory Commission Chair

Chairman of the U.S. Securities and Exchange Commission

U.S. President - 1993-2000

Stephen M. Cutler was the Director of the Division of Enforcement for the U.S. Securities and Exchange Commission from 2001 until 2005.

D

President and chief executive officer of the Federal Reserve Bank of New York since January 27, 2009. In that capacity, he serves as the vice chairman and a permanent member of the Federal Open Market Committee (FOMC), the group responsible for formulating the nation's monetary policy.

E

F

CME Group Executive Director and Associate General Counsel

Rick Fleming was named the SEC’s first Investor Advocate in February 2014.

38th President of the United States

G

Former vice chairman of the Federal Reserve

Former SEC Associate Director for Examinations in the Office of Compliance Inspections and Examinations

H

A member of the Republican Party, Hensarling currently chairs the House Financial Services Committee, and has previously served as the chairman of the House Republican Conference from 2011 to 2013.

SEC Division of Corporation Finance Director (as of April 27, 2018)

Former CFTC Commissioner, Acting Chairwoman 12/22/93 – 10/07/94

J

Former United States Under Secretary of State for Economic, Business, and Agricultural Affairs, having been appointed to that position by United States President George W. Bush in June 2007.

K

Finance Professor at Robert H. Smith School of Business, University of Maryland.

CFTC General Counsel, 2009-2013

L

Arthur Levitt was the 25th Chairman of the Securities and Exchange Commission. First appointed by President Clinton in July 1993, the President reappointed Chairman Levitt to a second five-year term in May 1998. On September 9, 1999, he became the longest serving Chairman of the Commission. He left the Commission on February 9, 2001.

U.S. Secretary of the Treasury, serving from 2013 to 2017

M

U.S. Treasury Undersecretary for Terrorism and Financial Intelligence Sigal P. Mandelker

Former Chairman of the Commodity Futures Trading Commission. In office June 5, 2014 – January 20, 2017.

SEC Director of Enforcement

Senior Vice President, Global Policy, Futures Industry Association

U.S. Secretary of the Treasury - 2017-

N

Dr. Newsome was nominated by President Clinton and confirmed by the Senate to be a Commissioner of the CFTC in 1998. When President Bush was elected in 2000, Newsome was nominated and confirmed as Chairman of the CFTC.

Acting Comptroller of the Currency

O

Former CFTC Commissioner

U.S. President - 2009-2016

During his 15 years at the CFTC, Stephen held several top positions including Acting Director of the CFTC's Division of Enforcement, and co-chair of the Securities and Commodities Subcommittee of the President's Financial Fraud Enforcement Task Force.

Former Chief Economist, Securities and Exchange Commission

P

SEC Division of Enforcement co-Director since June 2017.

Minority Leader of the U.S. House of Representatives

StreetWise Professor

First appointed to the U.S. Securities and Exchange Commission (SEC) by President Barack Obama, DMr. Piwowar as sworn in on August 15, 2013. He was designated Acting Chairman of the Commission by President Donald Trump from January 23, 2017, to May 4, 2017.

White House Chief of Staff for U.S. President Donald Trump, serving since January 20, 2017.

Q

R

Former Director of the Commodity Futures Trading Commission's Division of Clearing and Risk

Former Chairman of the Commodity Futures Trading Commission

40th President of the United States

Speaker of the House

S

Richard Shilts had four decades of experience working at the Commodity Futures Trading Commission (CFTC), including serving nine years as the director of the Division of Market Oversight.

FTC Chair

Former Commissioner of the Commodity Futures Trading Commission, including a stint as chairman and designated federal official of the Global Markets Advisory Committee

T

Mr. Tarullo was a member of the Board of Governors of the United States Federal Reserve Board from 2009 to 2017.

U.S. President - 2017-

W

Managing Director, FSA

Former Chair of the Securities and Exchange Commission. White served from 2013 to 2017.

Member of the Financial Stability Oversight Council since February 2018.

Y

Chair of the Board of Governors of the Federal Reserve

Z

Director, Division of Market Oversight, CFTC