Personal Account Trading

Overview

Employees of regulated entities are prohibited from trading for their personal accounts where such trading is either prohibited by the internal rules of their employer or the trading is based upon knowledge that they have acquired in doing work for their employer and the trading is detrimental to their employer or its customers.

dorothy.mehta@cwt.com's picture
Contributor Organization 
Contributor Title 
Partner
Danielle.Wheeler@cwt.com's picture
Contributor Organization 
Contributor Title 
Associate
matthew.lefkowitz@cwt.com's picture
Contributor Organization 
Contributor Title 
Associate

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