General Counsel
Tw Li

January 11, 2021

Your Credit Is Good Here

CFPB Issues CAS Approval for Synchrony Bank's Dual-Feature Credit Card

The CFPB issued a "compliance assistance sandbox" approval to Synchrony Bank for its "dual-feature credit card program." The approval provides the bank a safe harbor from potential liability under the Truth in Lending Act.

SEC Investment Management Deputy Director Moves On

Division of Investment Management Deputy Director and Chief Counsel Paul G. Cellupica will leave the SEC by the end of January.

FINRA Appoints New Members to Board of Governors

FINRA appointed Deborah Bailey and Kathryn Ruemmler to the Board of Governors.

Reg. Tracker: January 1 to January 15

Reg. Tracker: January 1 to January 15

The Cabinet Regulatory Tracker is a list of effective dates, compliance dates, comment deadlines and expiration dates.