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FINRA reminded firms that SEC rules govern how a firm's net worth must be calculated, recorded and reported. In a Regulatory Notice, FINRA offered guidance on applying financial accounting standards to revenue recognition from contracts with customers.

New York Governor Kathy Hochul signed into law the LLC Transparency Act. The new law will create a database tool of the beneficial owners of Limited Liability Corporations that can be accessed by federal, state and local government law enforcement across New York State.