The SEC approved a FINRA proposal to establish new order routing disclosure report publication requirements for OTC and National Market System equity securities orders.
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The SEC granted a request from multiple securities regulatory organizations for an extension of relief from CAT NMS Plan reporting requirements on activities on and off exchange floors.
SIFMA and the Financial Information Forum urged the SEC to better understand the "magnitude" of the costs associated with changing the funding model for the National Market System Plan Governing the Consolidated Audit Trail.
In its quarterly Board of Directors meeting, the MSRB voted to approve rule amendments to shorten the time allowed for post-trade reporting.
CFTC staff granted additional no-action relief from certain CFTC swap data reporting requirements relating to LIBOR transition.