The CFTC set an effective date of September 7, 2023 for a final rule amending reporting requirements for derivatives clearing organizations.
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The CFTC unanimously approved a final rule that amends "certain reporting and information regulations applicable to derivatives clearing organizations."
The FDIC reminded insured depository institutions on requirements for reporting estimated uninsured deposits.
A broker-dealer settled charges with FINRA for excessive trading in accounts and incurring "substantial losses" for customers.
The FTC proposed amendments to "redesign" the premerger notification process to improve the "efficiency and effectiveness" of the initial review process for certain mergers and acquisitions.