Senator Elizabeth Warren (D-MA) urged the CFPB to take action against the "rampant fraud" on the peer-to-peer instant payment platform Zelle.
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A broker-dealer settled FINRA charges for failing to reasonably respond to red flags of unsuitable use of margin in customer accounts.
Comments on a FINRA proposal to further delay the implementation of margin requirements for Covered Agency Transactions are due by September 6, 2022.
FINRA proposed to further delay the implementation of margin requirements for Covered Agency Transactions from October 26, 2022 to April 24, 2023.
In a white paper, the FIA reviewed the role of clearing firms (i.e., futures commission merchants, in the United States) in derivatives markets.