The Office of the Comptroller of the Currency published an updated list of permissible activities for national banks and federal savings associations.
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FINRA and the MSRB issued guidance on new confirmation disclosure requirements that apply to transactions with retail customers in corporate debt, agency debt and municipal securities.
The CFTC Divisions of Market Oversight and Clearing and Risk extended no-action relief allowing swap execution facilities and designated contract markets to continue correcting trades that were rejected for clearing due to operational and clerical errors.
FINRA reminded member firms that funding for the Governmental Accounting Standards Board ("GASB") comes from the GASB Account Support Fee, collected on a quarterly basis from member firms that report trades to the MSRB.
The CFTC extended the time period for relief from swap trade confirmation requirements.