The MSRB proposed extending the deadline for muni brokers, dealers, municipal securities dealers and municipal advisors to annually affirm the information on the MSRB's consolidated electronic registration form.
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The MSRB proposed a one-time exception to allow individuals previously qualified as municipal advisors whose certification lapsed to requalify without having to take the Series 50 exam, subject to certain conditions.
Comments on pandemic-related MSRB proposals to (i) extend remote office inspection relief and (ii) remove references to expired temporary relief are due by December 14, 2022.
The MSRB extended temporary regulatory relief to allow covered entities to conduct office inspections remotely while working to implement long-term hybrid work arrangements.
The MSRB proposed amendments to MSRB Rule G-32 to standardize deadlines for underwriters to submit information on Form G-32 for all types of offerings.