The MSRB requested a second round of comments on revisions to proposed Rule G-46 to codify previously issued guidance on requirements applicable to solicitor municipal advisors. This new comment period will close on March 15, 2022.
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The MSRB extended the deadline for comments on draft compliance resources related to new issue pricing.
In its annual enforcement report, the SEC called attention to the filing of over 450 new enforcement actions in fiscal year 2021 and the wide variety of actions taken.
At its quarterly Board of Directors meeting, the MSRB reviewed initiatives under the strategic plan for improving and protecting the municipal securities market.
The MSRB recently approved amendments that narrow the scope of the annual customer notification requirements under rules for (i) the delivery of investor brochures and (ii) transactions with sophisticated municipal market professionals. The amendments go into effect on October 12, 2021.