In a public statement, Managed Funds Association President and CEO Bryan Corbett argued that the SEC’s proposal on private fund adviser requirements would be harmful to both investors and the market.
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A broker-dealer settled FINRA charges for failing to make accurate reports of OTC options to the Large Options Positions Reporting system.
The CFTC set an effective date of September 7, 2023 for a final rule amending reporting requirements for derivatives clearing organizations.
The CFTC unanimously approved a final rule that amends "certain reporting and information regulations applicable to derivatives clearing organizations."
The FDIC reminded insured depository institutions on requirements for reporting estimated uninsured deposits.