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In three separate notices, NFA reminded (i) futures commission merchants, forex dealers, and introducing brokers, (ii) CPOs and CTAs, and (iii) swap dealers on reporting requirements, and common deficiencies in regulatory compliance.

SEC Commissioner Elad L. Roisman described potential SEC rulemakings on cybersecurity, and offered additional measures to prevent cyberattacks that issuers might consider, even in the absence of regulatory action.