Director of the SEC Division of Investment Management William Birdthistle described regulatory developments and the challenges of globalization and interconnectedness to the asset management industry.
News & Insights
564 News Results
The CFTC voted to solicit comment on a comparability determination for capital and financial reporting requirements applicable to CFTC-registered swap dealers organized and domiciled in Mexico.
The SEC Division of Corporate Finance staff granted no-action relief to a Canada-based oil company which would allow it to conduct a tender offer in the United States in accordance with Canadian law.
The CFTC Division of Market Oversight extended previously issued no-action relief to non-U.S. swap dealers from certain swap data reporting requirements.
The CFTC updated two Orders to exempt three additional Singapore-based trading platforms and four additional EU-based trading platforms from having to register as swap execution facilities.