The SEC proposed a rule that would impose extensive reporting requirements on any individual loaning a security.
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FINRA proposed to delay the implementation of amendments imposing margin requirements on "Covered Agency Transactions" until April 26, 2022.
A FINRA proposal to delay the implementation of amendments imposing margin requirements on "Covered Agency Transactions" under FINRA Rule 4210 was published in the Federal Register. Comments on the delay may be submitted until October 5, 2021.
FINRA proposed to delay, from October 26, 2021 to January 26, 2022, the implementation of amendments imposing margin requirements on "Covered Agency Transactions."
FINRA updated its guidance on net capital requirements for brokers or dealers, and customer protection-reserves and custody of securities. The updates to the Interpretations of Financial and Operational Rules were communicated to FINRA by the SEC Division of Trading and Markets.