The SEC directed FINRA and the equity exchanges to submit a new national market system plan to replace the three current national market system plans.
News & Insights
Dissents to recent SEC rulemakings are garnering attention for their tone and for their challenges to the agency's legal reasoning and authority.
GAO urged the FDIC, the OCC and the SEC to implement fully previous recommendations on blockchain technology-related risks and take joint action to coordinate related information and processes.
The Managed Funds Association and the National Association of Private Fund Managers urged the SEC to consider the aggregate cost of recently proposed rulemakings on private fund advisers and fund investors.
At a hearing before the Senate Appropriations Subcommittee on Financial Services, Senator Joe Manchin (D-WV) challenged SEC Chair Gary Gensler on his intention to move forward on the proposed Climate Disclosure rule.