The CFTC added 21 non-registered foreign entities to its Registration Deficient List.
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The OCC, the Federal Reserve Board and the FDIC will implement a standardized approach to calculating the exposure amount of derivative contracts under the "regulatory capital rule."
NFA announced the effective date of rule amendments designed to clarify the applicability of certain NFA rules and interpretive notices to certain regulated entities.
A company and several associates settled CFTC charges for failing to register as commodity trading advisors while offering foreign currency transactions to retail customers.
A trading firm settled CFTC charges for acting as an unregistered retail foreign exchange dealer.