The Financial Stability Board issued an "Umbrella Public Note" on its global regulatory framework for crypto-asset activities.
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A broker-dealer settled charges with several state securities regulators for charging “unreasonable commissions” to customers on low principal equity transactions.
U.S. Assistant Attorney General for the Antitrust Division Jonathan Kanter questioned whether the 1995 bank merger guidelines are "adequate to measure and assess the many different dimensions of competition that exist today," in light of "an industry that has experienced some recent turmoil."
The DOJ charged a multinational technology company for retaining children's personal information on a voice assistant service indefinitely and for misleading parents regarding their ability to delete such information.
FinCEN and the Department of Commerce Bureau of Industry and Security reminded financial institutions of their obligation to be mindful of potential attempts to evade Russia and Belarus export controls.