SEC Commissioner Mark T. Uyeda warned that rapid change to securities regulations can have wide-spread consequences and that the benefits of globalizing capital markets can only be achieved through "responsible regulation."
News & Insights
564 News Results
The CFTC and Bank of England enhanced their cooperation on oversight of derivatives clearinghouses.
The CFPB warned student loan servicers against attempting to collect on private student loans that had been discharged in bankruptcy.
In its first public meeting under the sponsorship of Commissioner Caroline D. Pham, the CFTC Global Markets Advisory Committee announced key leadership roles, held discussion panels on a variety of topics and outlined priorities.
The SEC Division of Corporation Finance granted an India-based entity no-action relief from certain Exchange Act tender offer requirements to allow for compliance with applicable Indian law.