The U.S. Court of Appeals for the District of Columbia Circuit reversed an SEC determination that the agency had the authority to undo "unreasonable" Nasdaq exchange "depth-of-book" fee increases.
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A CFTC final rule to exempt certain transactions with the European Stability Mechanism from uncleared swap margin requirements was published in the Federal Register.
FINRA leadership warned of potential financial impacts of COVID-19 not included in its 2020 operating budget and anticipated future regulatory fee increases once excess reserves reach "minimum targeted reserve levels."
The CFTC adopted a final rule to exempt certain transactions with the European Stability Mechanism from uncleared margin requirements.
CFTC Commissioner Dawn D. Stump named Wendy Yun as Chair of the newly launched Margin Requirements for Non-Cleared Swaps Subcommittee of the Global Markets Advisory Committee.