The securities exchanges that participate in the Consolidated Audit Trail withdrew proposed amendments to implement a revised funding model and impose a related fee schedule.
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The SEC announced that Consolidated Audit Trail participants withdrew a proposed amendment to implement a revised funding model for the CAT and to impose a related fee schedule.
The SEC final rule on filing fee disclosure and payment methods goes into effect on January 31, 2022. Certain provisions of the final rule go into effect on May 31, 2022 to facilitate the transition of smaller filers to the structuring requirements that will apply to fees and related information.
The SEC adopted amendments to its filing fee disclosure and payment methods.
The SEC extended the time to consider a proposed amendment to the Consolidated Audit Trail National Market System Plan. The amendment would implement a revised funding model for the Consolidated Audit Trail and impose a related fee schedule.