NFA President Thomas W. Sexton III highlighted the NFA's approach to derivatives industry regulation.
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FINRA cautioned investors on the risks associated with trading binary options and offered guidance on how to avoid certain schemes.
Two interdealer brokers settled separate New York State and CFTC charges for fraudulent practices involving foreign exchange currency options.
NFA proposed amendments to clarify the applicability of certain NFA rules and interpretive notices to certain regulated entities.
CME issued fines and suspensions against two brokers and a futures brokerage firm for separate trade practice violations.