SEC Chair Jay Clayton described agency efforts to modernize the regulatory framework, emphasizing the importance of operating within the limits of its regulatory authority.

The organizers of an allegedly unregistered offering of digital asset securities settled SEC charges of defrauding investors out of millions of dollars.

SEC Chair Jay Clayton urged the Small Business Capital Formation Advisory Committee to consider ways to facilitate opportunities for "Main Street" investors and to support small businesses through private placements.

At an Investor Advisory Committee meeting, SEC Commissioner Allison Herren Lee recommended improving disclosures on environmental, social and governance data.

At an Investor Advisory Committee meeting, SEC Chair Jay Clayton highlighted issues concerning (i) environmental, social and governance data, (ii) harmonizing securities offering exemptions and (iii) protections for retail investors.

The SEC proposed amendments to the procedural requirements and resubmission thresholds of the Securities Exchange Act shareholder proposal rule.

The SEC proposed amendments designed to improve the accuracy and transparency of information provided by proxy advisory firms.

The SEC amended its Complaint of fraud and misappropriation against a CEO and his online auction portal by adding a new charge against them for unlawfully trying to "silence" investor complaints.

SEC Chair Jay Clayton asked for public comment on whether asset-level disclosure requirements for residential mortgage-backed securities are causing a decrease in SEC-registered offerings.

The House of Representatives passed the Crowdfunding Amendments Act, which would address immediate issues caused by the SEC's final crowdfunding rule.