The CFTC filed a Complaint with the U.S. District Court for the Southern District of Florida against several unregistered individuals and companies for conducting two fraudulent schemes involving binary options and digital assets.
NFA announced the effective date of rule amendments designed to clarify the applicability of certain NFA rules and interpretive notices to certain regulated entities.
Two interdealer brokers settled separate New York State and CFTC charges for fraudulent practices involving foreign exchange currency options.
NFA proposed amendments to clarify the applicability of certain NFA rules and interpretive notices to certain regulated entities.
CME issued fines and suspensions against two brokers and a futures brokerage firm for separate trade practice violations.