SEC Commissioner Mark T. Uyeda argued that the securities laws were not designed with variable insurance products in mind and highlighted ongoing efforts to improve disclosure.

The North American Securities Administrators Association introduced the Investment Adviser Representative Exam Validity Extension Program.

The SEC set an effective date of January 2, 2024 for new Exchange Act requirements for reporting on certain short positions in equity securities and related trading activity.

An investment adviser settled charges with the SEC for inaccurately describing investments in periodic reports.