The SEC Division of Corporation Finance designated a Taiwan stock exchange as a "designated offshore securities market" under Securities Act rules and regulations.
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SIFMA Asset Management Group and the National Futures Association urged the CFTC to amend its proposal to simplify regulatory obligations for commodity pool operators and commodity trading advisors.
The SEC Division of Corporation Finance authorized the Bombay Stock Exchange as a "designated offshore securities market," subject to certain conditions.
FRB Vice Chairman Randal K. Quarles revealed that federal regulators are collaborating on a proposal to make "material changes to the Volcker Rule."
The SEC granted exemptive relief to European issuers from Regulation M prohibitions in connection with distributions of certain contingent convertible debt securities.