FINRA amended its rules on method of service and filing of documents in disciplinary proceedings and appeals. The amended rules become effective on August 22, 2022.
FINRA proposed extending the expiration date on previously issued COVID-related relief from July 31, 2022 to October 31, 2022.
In testimony before the House Financial Services Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets, SEC Director of Enforcement Gurbir S. Grewal stated that the Division is focusing enhanced resources on protecting investors in digital asset markets.
The SEC approved a FINRA rule change to make permanent a number of time-limited provisions in its rules that provide for electronic service and filing of documents in disciplinary and other proceedings and appeals.
In an address to the New York City Bar Association, DOJ Assistant Attorney General Jonathan Kanter described efforts to "reinvigorate antitrust enforcement" during "a time of crisis and hardship."