In an open meeting, the CFTC approved three final rules: (i) one concerning position limits for derivatives, (ii) one extending the Phase VI compliance date of the margin requirements for uncleared swaps for swap dealers and major swap participants, and (iii) one exempting certain foreign intermediaries from the requirement to register as CPOs.
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A swap dealer settled DOJ and CFTC charges for spoofing, making false statements to regulators, and violations of CFTC external business conduct requirements.
At an Energy Risk Conference, CFTC Commissioner Dan Berkovitz said the CFTC should address developments in the energy derivatives market with policies and regulations that facilitate competition.
A swap dealer agreed to pay $65 million to settle CFTC charges of attempted manipulation of the U.S. Dollar ISDAFIX.
The CFTC entered into non-prosecution agreements with three traders who admitted to spoofing violations.