A registered futures commission merchant agreed to settle CFTC and National Futures Association charges relating to an unlawful post-execution allocation scheme.
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CFTC Commissioner Rostin Behnam called for cooperative efforts between the CFTC and market participants to deter disruptive trading activity.
A Chicago Mercantile Exchange floor broker settled CFTC charges that he engaged in "spoofing" in the wheat futures market.
The CFTC Division of Swap Dealer and Intermediary Oversight published interpretative guidance to clarify commodity trading advisor registration requirements in light of the MiFID II research compensation provisions.
In response to industry feedback, the Global Foreign Exchange Committee will revise the treatment of "last look" trading practices.