The CFTC Division of Clearing and Risk and the Division of Swap Dealer and Intermediary Oversight extended no-action relief on the treatment of separate accounts by futures commission merchants.
FIA requested that the CFTC codify no-action relief regarding the treatment of separately managed accounts held at futures commission merchants.
The SEC adopted changes to the exemptions for certain clearing agencies and broker-dealer/futures commission merchants concerning the portfolio margining of swaps and security-based swaps that are cleared credit default swaps.
NFA reminded futures commission merchants and retail foreign exchange dealers that the upcoming holidays will impact the regulatory filing schedules for certain daily financial reports.
The SEC proposed replacing an exemption for certain clearing agencies and dual registrant broker-dealers concerning the portfolio margining of swaps and security-based swaps that are cleared credit default swaps.