The SEC made technical corrections to a final rule establishing security-based swap capital, margin and segregation requirements.

The CFTC and the DOJ charged the principal of a cryptocurrency escrow company for making false statements to two customers who had given the principal $7 million that their bitcoin would be "safeguarded" by his company.

CFTC Division of Swap Dealer and Intermediary Oversight Director Joshua B. Sterling highlighted a number of regulatory issues for swap dealers being considered at the CFTC.

The SEC final rule to establish security-based swap capital, margin and segregation requirements was published in the Federal Register.

The New York State Department of Financial Services approved the application of Bakkt Trust Company LLC to act as a custodian for Bitcoin.

The SEC and FINRA addressed issues concerning the application of customer protection, recordkeeping and reporting rules to digital asset securities and transactions.

The CFTC granted a registered derivatives clearing organization no-action relief from various stress testing and reporting requirements because its transactions are fully collateralized.

On June 21, 2019, the SEC adopted new rules and rule amendments that establish security-based swap capital, margin and segregation requirements.

The SEC adopted new rules and rule amendments to establish security-based swap capital, margin and segregation requirements.

A broker-dealer settled FINRA charges related to reporting, recordkeeping and supervisory failures on inaccurate net capital and customer reserve calculations.