SEC Chair Jay Clayton, Division of Corporation Finance Director William Hinman, Division of Investment Management Director Dalia Blass and Division of Trading and Markets Director Brett Redfearn provided updates on the SEC's various pandemic relief measures.
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The SEC issued an Order extending relief to investment funds and advisers from in-person board meeting obligations.
At an SEC Fixed Income Market Structure Advisory Committee meeting, SEC Chair Jay Clayton and Commissioners Elad L. Roisman and Hester M. Peirce addressed issuers concerning rating agencies, bond pricing, trade transparency and internal fund crosses.
The SEC Division of Investment Management extended the hours during which registered investment companies and business development companies can submit their EDGAR filings.
The SEC provided limited and temporary flexibility for business development companies to issue senior securities.