A broker-dealer settled FINRA charges for failing to implement an AML program "designed to detect and cause the reporting of suspicious cyber-events."

In comments on a CFPB outline of proposals to implement a consumer's right to access personal financial information, SIFMA argued for limiting the scope of the data required to be reported, establishing necessary exemptions and further protecting data providers.

The SEC asked the U.S. District Court for the District of Columbia to order a law firm to comply with a subpoena to provide information pertaining to an ongoing investigation following a cyber attack on the law firm.

In its 2022 Annual Report, the Financial Stability Oversight Council offered recommendations touching on (i) digital assets, (ii) climate-related financial risks, (iii) investment fund disclosure, (iv) Treasury markets, (v) cybersecurity and (vi) LIBOR transitions.

FINRA warned firms of an increase in the volume and sophistication of ransomware attacks.