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August 10, 2021

A derivative exchange specializing in the trading of products based on virtual currencies settled CFTC and FinCEN charges for operating as an unregistered futures commission merchant and for Bank Secrecy Act violations.

March 17, 2021

NFA instructed futures commission merchants and introducing brokers to revise their AML programs to reflect the updated Financial Action Task Force list of jurisdictions with strategic AML and Combating the Financing of Terrorism deficiencies.