The Council of Institutional Investors provided the SEC with feedback on its semiannual regulatory agenda with a focus on investor protection, corporate disclosure, and market systems and structure.
News & Insights
19 News Results
A group of investor rights organizations urged the SEC to reopen the comment period for proposed amendments to SEC rules on shareholder proposals, in light of recently submitted data from the SEC Division of Economic and Risk Analysis.
Several associations provided recommendations on SEC proposals to update shareholder and proxy advisory rules.
In a new report, the SEC highlighted activities and recommendations from an August 2019 forum organized by the Office of the Advocate for Small Business Capital Formation.
The Investment Company Institute and the Managed Funds Association responded to an SEC concept release on Securities Act registration exemptions that facilitate capital raising.