The U.S. Chamber of Commerce, Business Roundtable and Tennessee Chamber of Commerce and Industry filed a complaint for declaratory and injunctive relief against the SEC for rescinding its 2020 rulemaking governing proxy voting advice.
SIFMA urged the SEC to adopt e-delivery as the standard medium for delivering investor communications and disclosures.
SIFMA and the Investment Company Institute, in consultation with DTCC, outlined a plan of action that helps market participants prepare for the transition to a T+1 settlement cycle.
The National Association of Manufacturers and the Natural Gas Services Group, Inc. filed a Complaint for Declaratory and Injuctive Relief against the SEC for rescinding its 2020 rulemaking governing proxy voting advice.
In a white paper, the FIA reviewed the role of clearing firms (i.e., futures commission merchants, in the United States) in derivatives markets.