The SEC final rule to establish security-based swap capital, margin and segregation requirements was published in the Federal Register.
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An SEC and CFTC joint proposal to (i) lower the minimum customer margin requirement for security futures and (ii) revise the margin offset table consistent with the proposed reduction was published in the federal register.
SEC Chair Jay Clayton and CFTC Chair J. Christopher Giancarlo stated their intention to explore whether portfolio margining would be an area where SEC-CFTC "harmonization" would be beneficial.
The SEC adopted new rules and rule amendments to establish security-based swap capital, margin and segregation requirements.
The SEC Order that extends temporary relief exempting security-based swap activity from various provisions of the federal securities laws was published in the Federal Register.