Multiple regulatory agencies published semiannual agendas that include rules the agencies are currently considering to propose or promulgate.

The SEC proposed a new rule that would establish new governance requirements for clearing agencies.

In his Spring 2022 Regulatory Flexibility Agenda, SEC Chair Gensler listed proposed rules the agency will consider in the next 12 months that are likely to have a significant economic impact on a substantial number of registered entities.

SEC staff reminded broker-dealers and investment advisers of the obligation under Regulation Best Interest and the IAA fiduciary standard to act in a retail investor's best interest and disclose conflicts of interest.

An investment adviser and its CIO settled SEC charges in connection with an alleged scheme to unduly stall the liquidation of assets after two hedge fund clients attempted to redeem their investments.