The CBOE Futures Exchange Business Conduct Committee sanctioned two traders, in separate actions, for certain trading rule violations.
April 29, 2020
The CBOE Futures Exchange Business Conduct Committee sanctioned two traders, in separate actions, for certain trading rule violations.
In separate disciplinary actions, the Chicago Board of Trade and Chicago Mercantile Exchange imposed sanctions for trade practice violations.
The business conduct committees of the New York Mercantile Exchange, the Chicago Board of Trade, and the Chicago Mercantile Exchange fined and suspended multiple traders and firms for trade practice violations.
An associated person of an introducing broker agreed to settle CFTC and CME charges for fraudulent solicitation, unauthorized trading, and violating position limits in live cattle futures contracts.
The Chicago Mercantile Exchange, Inc. CBOT, NYMEX and COMEX updated the Market Regulation Advisory Notice on block trading.