At a Financial Stability Oversight Council meeting, financial regulators shared information on various measures implemented in response to COVID-19.
News & Insights
The Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, European Supervisory Authorities and IOSCO responded to industry concerns about the March 1, 2017 implementation deadline of variation margin requirements.
FINRA, the North American Securities Administrators Association and SEC Office of Investor Education and Advocacy staff provided joint guidance as to the heightened risk of financial exploitation associated with social isolation.
The SEC, the North American Securities Administrators Association and FINRA created a training program to help firms in their implementation of the training requirements under the Senior Safe Act.
IOSCO's fifth annual World Investor Week will focus on sustainable finance, and fraud and scams prevention.