News & Insights

Help
86 News Results

The North American Securities Administrators Association highlighted a multistate agreement among state regulators leading to the settlement of state charges against an online trading platform for its 2020 operational and technical failures during a period of meme-stock volatility.

NASAA requested comment on proposed revisions to its Statement of Policy Regarding Real Estate Investment Trusts. The deadline for public comment is August 11, 2022.