The SEC Division of Examinations outlined its annual priorities for 2023. The new report includes a heightened focus on RIA regulation, private investment fund RIAs, ESG-focused investing, Regulation Best Interest for broker-dealers and the fiduciary standard for advisers.
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The SEC finalized a strategic plan detailing priorities for fiscal year 2022 through fiscal year 2026.
The SEC proposed a "draft strategic plan" detailing its priorities for FY 2022 through FY 2026.
The SEC Division of Examinations issued its annual priorities, which include an increased focus on private investment funds, ESG risks, cybersecurity and operational redundancy, and crypto assets.
The FTC requested comment on a preliminary draft of the agency's Strategic Plan for fiscal years 2022 to 2026.